Position: Compliance Support
Dawn has worked within Financial Services for 19 years, starting initially at an admin level and very quickly moving to a Compliance review function. Within Compliance Dawn has worked for 2 large Life Offices and an IFA network. The various roles have covered Compliance review, complaints investigation and conducting an audit function. The experience gained from the time within Compliance has enabled Dawn to support both advisers and also the management function within AJ Life providing support on technical compliance queries and also to assist the administration function in making sure all policies and procedures are ‘customer centric’ and fit for purpose.